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Analysis of conflicts of interest among authors and researchers of European clinical guidelines in cardiovascular medicine

Jonathan Hinton, Thomas Reeves and Benoy N Shah
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DOI: https://doi.org/10.7861/clinmed.2020-0552
Clin Med March 2021
Jonathan Hinton
ASouthampton General Hospital, Southampton, UK
Roles: senior clinical fellow
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Thomas Reeves
BSouthampton General Hospital, Southampton, UK
Roles: clinical fellow
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Benoy N Shah
CSouthampton General Hospital, Southampton, UK
Roles: consultant cardiologist
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  • For correspondence: benoy.shah@uhs.nhs.uk
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    Fig 1.

    Frequency of any financial conflict of interest among guideline committee members. AF = atrial fibrillation; HF = heart failure; IHD = myocardial revascularisation; PD = pericardial diseases; VHD = valvular heart disease.

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    Fig 2.

    Percentage of authors with a financial conflict of interest with the study funder by guideline and level of evidence. AF = atrial fibrillation; HF = heart failure; IHD = myocardial revascularisation; PD = pericardial diseases; VHD = valvular heart disease.

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    Box 1.

    Types of financial conflict of interest with the pharmaceutical industry as defined by the European Society of Cardiology

    Direct personal payment
    Payment to institution
    Receipt of royalty for intellectual property
    Research funding (departmental/institutional)
    Research funding (personal)
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    Table 1.

    Breakdown of the type of financial conflict of interest for guideline committee members

    GuidelineCommittee membernDirect personal payment (%)Payment to their institution (%)Royalty from intellectual property (%)Research funding (departmental/institutional) (%)Research funding (personal) (%)
    IHDAuthors2568280608
    Reviewers3269343503
    AFAuthors1782410470
    Reviewers3376426413
    PDAuthors182200286
    Reviewers311000130
    VHDAuthors1872396170
    Reviewers3475320240
    HFAuthors2176380520
    Reviewers4276312502
    • AF = atrial fibrillation; HF = heart failure; IHD = myocardial revascularisation; PD = pericardial diseases; VHD = valvular heart disease.

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    Table 2.

    Classification of conflict of interest and action taken in the American College of Physicians’ guidance for management of competing interests among guideline authors17

    Level of CoIDefinitionManagement of CoI
    HighAny active relationship (financial or otherwise) with a high-risk entity, which the CGC defines as an entity that has a direct financial stake in the clinical conclusions of a guideline or guidance statement.Option 1: participant discontinues association if they are willing and able to do so (eg sell off stock in a pharmaceutical company). Once inactive, high-level COIs downgraded to low-level as opportunity for direct financial benefit has been eliminated.
    Option 2: if participant is unwilling or unable to release the interest, they are restricted from involvement in guideline development (participation in discussions, voting on recommendations and authorship).
    Option 3: participant may resign from the committee.
    ModerateMost frequently an intellectual interest that is clinically relevant to the guideline topic. Intellectual CoIs are previously formed conclusions that may leave a clinical guideline vulnerable to cognitive biases (eg confirmation bias or authority bias) and may result in indirect financial benefit related to career advancement.Partial restriction: may participate in discussions but restricted from voting and authorship (recognised as a non-author contributor in final document).
    LowIntellectual interest only tangentially related to guideline topic or a previous high-level CoI which is now inactiveNo restrictions: may participate in discussions, serve as an author and vote on recommendations.
    • CGC = Clinical Guidelines Committee; CoI = conflict of interest.

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    Summary

    What is known?
    • Medical guidelines define clinical practice and, as such, have substantial implications for clinicians, patients, healthcare providers and the pharmaceutical industry.

    • Industry spends large amounts of money on relationships with the healthcare community. Furthermore, evidence suggests that clinicians are likely to change their prescribing habits as a result of these relationships.

    What is the question?
    • How much influence does industry have upon the content of clinical guidelines in cardiology?

    • There were two key aims of this study:

      • to evaluate the frequency of conflicts of interest among the clinicians involved in the production of five ESC guidelines

      • to examine the role of industry in producing the evidence used to support the pharmaceutical recommendations in these guidelines.

    What was found?
    • Across five clinical practice guidelines from the ESC, guideline authors frequently had a relevant CoI, particularly direct personal payments.

    • The evidence used to support the pharmaceutical recommendations was often supported by industry-funded studies.

    • Authors of industry-funded studies frequently had a conflict of interest with the study funder.

    What is the implication for practice now?
    • Given that there are experts without relevant CoIs, we suggest that all guideline committees adopt an approach similar to NICE in preventing clinicians with relevant CoIs from serving on guideline development committees.

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Analysis of conflicts of interest among authors and researchers of European clinical guidelines in cardiovascular medicine
Jonathan Hinton, Thomas Reeves, Benoy N Shah
Clinical Medicine Mar 2021, 21 (2) e166-e170; DOI: 10.7861/clinmed.2020-0552

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Analysis of conflicts of interest among authors and researchers of European clinical guidelines in cardiovascular medicine
Jonathan Hinton, Thomas Reeves, Benoy N Shah
Clinical Medicine Mar 2021, 21 (2) e166-e170; DOI: 10.7861/clinmed.2020-0552
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