Admission COVID-19 clinical risk assessment for guiding patient placement and diagnostic testing strategy

ABSTRACT
Introduction Without universal access to point-of-care SARS-CoV-2 testing, many hospitals rely on clinical judgement alone for identifying cases of COVID-19 early.
Methods Cambridge University Hospitals NHS Foundation Trust introduced a ‘traffic light’ clinical judgement aid to the COVID-19 admissions unit in mid-March 2020. Ability to accurately predict COVID-19 was audited retrospectively across different stages of the epidemic.
Results One SARS-CoV-2 PCR positive patient (1/41, 2%) was misallocated to a ‘green’ (non-COVID-19) area during the first period of observation, and no patients (0/32, 0%) were mislabelled ‘green’ during the second period. 33 of 62 (53%) labelled ‘red’ (high risk) tested SARS-CoV-2 PCR positive during the first period, while 5 of 22 (23%) ‘red’ patients were PCR positive in the second.
Conclusion COVID-19 clinical risk stratification on initial assessment effectively identifies non-COVID-19 patients. However, diagnosing COVID-19 is challenging and risk of overcalling COVID-19 should be recognised, especially when background prevalence is low.
Introduction
The COVID-19 pandemic is creating enormous logistical challenges for health services across the UK, with many hospitals having been forced to restructure systems that have been in place for decades. Major priorities in the re-design of pathways for patient admission are to ensure potentially infectious patients are kept separate from those that remain susceptible, and to utilise testing capacity rationally and effectively. Until point-of-care (POC) SARS-CoV-2 testing becomes universally available,1 clinical judgement will continue to form the basis of patient placement decisions. Here, we report our experience of using a clinical risk stratification system developed in our hospital.
Methods
Similar to other hospitals,2 we have been using a COVID-19 risk stratification system to categorise patients according to how readily their presenting symptoms, clinical signs, POC blood test results and chest X-ray images can be explained by COVID-19 or alternative diagnoses (Table 1). Traffic light colours are assigned to individual cases based on clinical judgement during initial assessment at the time of admission. Such clinical risk assessment requires prior knowledge of the typical presenting features of COVID-19, but does not involve the use of strict diagnostic criteria and is not a validated diagnostic or prognostic tool. It invites the physician to consider the extent to which the presenting clinical features can be explained by COVID-19 or an alternative diagnosis. We introduced the system in combination with a succinct summary table of the most commonly reported clinical, POC laboratory and radiological findings in COVID-19 cases (Table 2) to aid non-specialist clinicians in the assessment of this novel disease. Illustrative examples of cases assigned to various cohorts are described in Box 1. The intended benefits of the system were to guide patient placement and identify patients for whom a single negative PCR test might be insufficient grounds to exclude COVID-19. The latter is particularly important due to the limited sensitivity of rt-PCR on material obtained from the upper respiratory tract,3,8–10 and the high risk to healthcare workers associated with routine deep respiratory sampling through bronchoalveolar lavage.
Summary of traffic light risk stratification system
Clinical decision support table3–7
Illustrative examples of cases assigned to different traffic light categories
In preparation for an increase in COVID-19 admissions, Cambridge University Hospitals NHS Foundation Trust (CUH) set up an admissions unit run by acute physicians for those with suspected COVID-19, which was separated from the main emergency department (ED) and opened on 17 March 2020. All patients with symptoms compatible with possible COVID-19 at initial community or hospital triage were directed to the COVID-19 admissions unit. However, patients requiring higher-dependency care in an ED resuscitation area (NEWS score ≥7) were deemed unsuitable.
Results
CUH began using the COVID-19 traffic lights system trust-wide in mid-March 2020. An audit of its performance in predicting cases of laboratory confirmed COVID-19 in the COVID-19 admissions unit was undertaken retrospectively via manual review of patient notes. The UK was put into lockdown with strict social distancing measures from 23 March 2020. Locally, the peak number of COVID-19 admissions occurred in the week beginning 8 April 2020. By the end of the audited period (20 May), the published cumulative incidence rate of COVID-19 in the East of England was 214/100,000, making it the seventh highest of the nine regions of England. For comparison, the highest regional cumulative incidence rate in England at that time was 364/100,000 in the North East, and the lowest was 132/100,000 in the Southwest.11 From 21 March 2020 to 14 April 2020, of 165 audited patients to have been assigned traffic light colours by consultant physicians in acute medicine, 33 of 62 (53%) labelled ‘red’ (high risk) were found to be SARS-CoV-2 PCR positive, while 12 of 62 (19%) labelled ‘amber’ (moderate risk) and only one of 41 (2%) labelled ‘green’ (low risk) were SARS-CoV-2 PCR positive. In the context of falling community SARS-CoV-2 transmission as a result of the UK lockdown,12 five out of 22 (23%) audited patients labelled ‘red’ between 28 April 2020 and 20 May 2020 were found to be SARS-CoV-2 PCR positive, while 1 of 65 (2%) labelled ‘amber’ and none of 32 ‘green’ tested positive. Although the limited clinical sensitivity of rt-PCR on upper respiratory tract samples makes under-representation of the true rate of COVID-19 in each traffic light group likely, the proportion of ‘red’ patients that tested negative is notably high. This has important implications for patient placement and onward testing strategy. We followed up 44 of the 46 ‘red’ patients with initial negative rt-PCR test and found that 14 (32%) had had at least one repeat swab for rt-PCR within one week of admission, three of whom tested positive. Hospital-acquired infection was thought to be a possible explanation for one of these cases. Eleven (25%) of 44 rt-PCR negative ‘red’ patients received a clear alternative diagnosis by the point of discharge.
Discussion
In hospitals with limited access to single-patient isolation facilities, cohort nursing of patients awaiting test results is inevitable. The traffic lights clinical risk stratification aid has proven useful in identifying non-COVID-19 patients and can enable NHS Trusts to optimise their use of available side rooms. The data above show that diagnosing COVID-19 through clinical means alone is challenging. In response to declining population incidence after the first wave, we moved to a policy of only cohort nursing patients confirmed as positive for SARS-CoV-2 by rt-PCR. Patients badged as ‘green’ also continue to be routinely nursed in standard shared facilities away from the designated COVID-19 areas. All patients in which COVID-19 remains possible but unconfirmed (eg ‘amber’ patients awaiting rt-PCR results and ‘red’ patients that have tested negative on single rt-PCR) are prioritised for side rooms or maximally spaced shared bays (two patients per six-bedded bay). This strategy aims to minimise the risk of in-hospital exposures between infectious and susceptible patients.
The data generated here have also allowed us to predict the performance of additional testing strategies for excluding COVID-19, by applying published data on the sensitivity and specificity of both rt-PCR on upper respiratory tract samples and CT imaging of the thorax (Table 3) to patient groups in each of the traffic lights risk categories. We estimated that routine use of CT scans would likely result in overcalling COVID-19 because of low specificity, even in cases of high risk ‘red’ patients. In view of this, we recommend repeat rt-PCR on serial upper, or preferably lower, respiratory tract samples as the most reliable way of investigating cases of ongoing diagnostic uncertainty when initial rt-PCR results are negative. At the time of the study, laboratory capacity for SARS-CoV-2 rt-PCR was limited, and evidence for the optimal frequency and timing of serial sampling for diagnosing COVID-19 was lacking. Pragmatic recommendations for the investigation of individuals with high clinical suspicion of COVID-19 were therefore implemented, in which an initial negative result was to be immediately followed by repeat sampling, typically a few days after the first swab was taken. There is ongoing work evaluating the role of serology in the diagnosis of COVID-19 in selected patients.18
Summary of performance of diagnostic tests for COVID-19 from the literature
Conclusion
As the pandemic unfolds, the background prevalence of COVID-19 will continue to change, and so will the proportion of patients in each traffic light risk category testing positive. We have found that the use of a risk stratification system for grading the clinical likelihood of COVID-19 at the point of initial assessment provides a helpful framework upon which to hang difficult patient placement decisions at the hospital front door, and to guide the hospital-wide response to the evolving pandemic. However, clinical diagnosis of COVID-19 has proven challenging and the risks of overcalling COVID-19 should be recognised.
- © Royal College of Physicians 2021. All rights reserved.
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